Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Feb 2020)
    • [FCA CF] Client dealing (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
    • CF4 Partner (7 Jul 2015 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 14 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (1 Dec 2001 to 14 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.