Zachary Stone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- [FCA CF] Client dealing (since 26 Feb 2024)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- [FCA CF] Manager of certification employee (1 Dec 2020 to 26 Jan 2024)
- [FCA CF] Client dealing (6 Mar 2017 to 26 Jan 2024)
- CF30 Customer (9 Dec 2015 to 6 Mar 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (5 Nov 2013 to 10 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.