Yvonne Marie Cooper

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Wealth Management Consultants Ltd

    FRN 138903

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (15 Dec 2015 to 8 Dec 2019)
    • CF1 Director (1 Feb 2011 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (27 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.