Yvonne Lai-Ting Wan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.