Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (27 Sep 2013 to 18 May 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 18 May 2015)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (6 May 2005 to 4 Jul 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF26 Customer Trading (29 Jul 2004 to 11 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.