Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF6 Head of Key Business Areas (7 Mar 2016 to 22 Nov 2017)
    • CF30 Customer (7 Jul 2015 to 6 Mar 2016)
    • CF29 Significant management (3 Jul 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF6 Head of Key Business Areas (7 Mar 2016 to 22 Nov 2017)
    • CF30 Customer (7 Jul 2015 to 8 Jul 2015)
    • CF29 Significant management (3 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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