Yusuke Ochiai

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tokai Tokyo Securities Europe Limited (no longer approved here)

    FRN 460061

    • SMF9 Chair of the Governing Body (21 Jul 2023 to 1 Apr 2025)
    • CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Mar 2007 to 16 Apr 2010)
    • CF11 Money Laundering Reporting (19 Mar 2007 to 16 Apr 2010)
    • CF3 Chief Executive (19 Mar 2007 to 16 Apr 2010)
    • CF8 Apportionment and Oversight (19 Mar 2007 to 31 Oct 2007)
    • CF1 Director (19 Mar 2007 to 16 Apr 2010)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (1 Oct 2005 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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