Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (20 Sep 2012 to 8 Dec 2019)
    • CF4 Partner (20 Sep 2012 to 8 Dec 2019)
  • Sculptor Capital Management Europe Limited (no longer approved here)

    FRN 190662

    • CF27 Investment Management (5 Mar 2004 to 5 Mar 2006)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.