Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Portman Square Capital LLP
FRN 582333
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Algorithmic trading (since 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
- [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (20 Sep 2012 to 8 Dec 2019)
- CF4 Partner (20 Sep 2012 to 8 Dec 2019)
-
- CF27 Investment Management (5 Mar 2004 to 5 Mar 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.