Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 7 May 2021)
    • SMF16 Compliance Oversight (since 7 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 May 2021)
    • SMF27 Partner (since 10 Sep 2020)
    • SMF16 Compliance Oversight (since 10 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2020)
    • SMF27 Partner (since 10 Sep 2020)
    • SMF16 Compliance Oversight (since 10 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2020)
  • King Street (Europe) LLP (no longer approved here)

    FRN 432783

    • CF11 Money Laundering Reporting (26 Jun 2015 to 5 Dec 2019)
    • CF10 Compliance Oversight (26 Jun 2015 to 5 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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