Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Segovia Loan Advisors (UK) LLP
FRN 532121
- SMF27 Partner (since 7 May 2021)
- SMF16 Compliance Oversight (since 7 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 May 2021)
-
HPS Investment Partners (UK) LLP
FRN 482237
- SMF27 Partner (since 10 Sep 2020)
- SMF16 Compliance Oversight (since 10 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2020)
-
HPS Investment Partners CLO (UK) LLP
FRN 755617
- SMF27 Partner (since 10 Sep 2020)
- SMF16 Compliance Oversight (since 10 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2020)
-
- CF11 Money Laundering Reporting (26 Jun 2015 to 5 Dec 2019)
- CF10 Compliance Oversight (26 Jun 2015 to 5 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.