- IRN
- YXW00006
- Last updated
- 2 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 31 Jan 2024)
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- [FCA CF] Algorithmic trading (2 Feb 2023 to 16 May 2023)
- [FCA CF] Client dealing (19 May 2021 to 16 May 2023)
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- [FCA CF] Algorithmic trading (1 Jan 2020 to 21 Apr 2021)
- [FCA CF] Client dealing (1 Jan 2020 to 21 Apr 2021)
- [FCA CF] Significant management (1 Jan 2020 to 21 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.