Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Bank of Canada (no longer approved here)

    FRN 204681

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 15 Aug 2019)
    • CF30 Customer (7 Oct 2014 to 6 Mar 2016)
    • CF3 Chief Executive (15 Jan 2013 to 6 Mar 2016)
  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • CF3 Chief Executive (15 Jan 2013 to 3 Jun 2019)
    • CF30 Customer (4 Oct 2010 to 15 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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