Yiorgos Krokos

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 16 Mar 2026)
S.P. ANGEL CORPORATE FINANCE LLP (no longer approved here)
FRN 516932
- [FCA CF] Client dealing (16 Jun 2025 to 4 Feb 2026)
Zeus Capital Limited (no longer approved here)
FRN 224621
- [FCA CF] Client dealing (15 Jul 2024 to 31 Jan 2025)
W H Ireland Limited (no longer approved here)
FRN 140773
- [FCA CF] Client dealing (12 Oct 2022 to 14 Oct 2024)
- [FCA CF] Functions requiring qualifications (12 Oct 2022 to 14 Oct 2024)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (19 Oct 2021 to 8 Mar 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.