Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingswood Corporate Finance Limited (no longer approved here)

    FRN 189485

    • CF1 Director (AR) (14 Oct 2016 to 23 Mar 2021)
    • CF30 Customer (31 Jul 2015 to 23 Mar 2021)
  • 54 Capital Ltd (no longer approved here)

    FRN 606838

    • Employed By (31 Jul 2015 to 23 Mar 2021)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (17 May 2011 to 19 Apr 2015)
  • Bank of Africa United Kingdom Plc (no longer approved here)

    FRN 454750

    • CF29 Significant management (1 Nov 2007 to 13 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 13 Apr 2010)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (16 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (16 May 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.