Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
    • [FCA CF] Material risk taker (since 21 Jul 2025)
    • [FCA CF] Client dealing (since 21 Jul 2025)
    • [FCA CF] Manager of certification employee (since 21 Jul 2025)
    • [FCA CF] Significant management (since 21 Jul 2025)
  • Sarus Select Capital Ltd (no longer approved here)

    FRN 709689

    • Appointed representative dealing with clients for which they require qualification (20 Apr 2021 to 13 Jan 2025)
    • CF1 Director (AR) (20 Apr 2021 to 13 Jan 2025)
    • CF30 Customer (20 Apr 2021 to 13 Jan 2025)
  • D&D Consultancy Limited (no longer approved here)

    FRN 945663

    • Employed By (20 Apr 2021 to 13 Jan 2025)
  • Vedra Partners Limited (no longer approved here)

    FRN 745263

    • CF30 Customer (24 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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