Yaron Winterstein

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Magna Capital Limited (no longer approved here)
FRN 476555
- CF30 Customer (5 May 2018 to 16 Aug 2019)
Mariana Investment Partners LLP (no longer approved here)
FRN 605552
- CF30 Customer (3 Aug 2015 to 1 May 2018)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (20 Mar 2014 to 1 May 2018)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (29 Mar 2011 to 4 Jun 2013)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (16 Sep 2008 to 8 May 2009)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 30 Apr 2008)
- CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (26 Jan 2004 to 16 Aug 2005)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.