Yao Zhou

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Client dealing (since 28 Nov 2024)
    • [FCA CF] Material risk taker (since 28 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Nov 2024)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Manager of certification employee (11 Jul 2022 to 11 Feb 2024)
    • [FCA CF] Proprietary trader (6 Mar 2017 to 11 Feb 2024)
    • CF30 Customer (28 Jul 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.