Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealthkernel Limited (no longer approved here)

    FRN 723719

    • Director of firm who is not a certification employee or a SMF manager (5 Apr 2025 to 24 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 5 Apr 2025)
    • CF11 Money Laundering Reporting (21 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Oct 2016 to 8 Dec 2019)
    • CF1 Director (21 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.