Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (5 Apr 2025 to 24 Sep 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2024)
- SMF3 Executive Director (9 Dec 2019 to 5 Apr 2025)
- CF11 Money Laundering Reporting (21 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2016 to 8 Dec 2019)
- CF1 Director (21 Oct 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.