Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Sep 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 8 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (7 Mar 2016 to 8 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (15 Sep 2003 to 10 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.