Xuan Liu

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Agricultural Bank of China Limited London Branch (no longer approved here)
FRN 780077
- [FCA CF] Material risk taker (1 Dec 2016 to 16 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2016 to 16 Sep 2020)
Mizuho Bank, Ltd. (no longer approved here)
FRN 139195
- CF30 Customer (10 Dec 2009 to 23 Jun 2014)
Mitsui Bussan Commodities Ltd (no longer approved here)
FRN 469094
- CF26 Customer Trading
- CF30 Customer (1 Apr 2008 to 12 Sep 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.