Xi Chen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QIC European Investment Services Limited

    FRN 572243

    • SMF3 Executive Director (since 23 Mar 2026)
    • [FCA CF] Manager of certification employee (since 28 Sep 2023)
    • [FCA CF] Client dealing (since 11 Mar 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (30 Jun 2020 to 19 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (18 Feb 2019 to 19 Oct 2021)
    • [FCA CF] Client dealing (7 Nov 2016 to 19 Oct 2021)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (28 Nov 2012 to 21 Mar 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 29 Sep 2012)
    • CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.