Xavier Nicolaou

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Client dealing (since 9 Nov 2016)
    • [FCA CF] Manager of certification employee (since 9 Nov 2016)
    • [FCA CF] Material risk taker (since 9 Nov 2016)
    • [FCA CF] Significant management (8 May 2024 to 8 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Client dealing (since 28 Mar 2023)
    • [FCA CF] Material risk taker (since 11 Nov 2019)
    • [FCA CF] Manager of certification employee (since 31 Jan 2018)
    • [FCA CF] Significant management (8 May 2024 to 8 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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