Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 2 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Oct 2023)
    • SMF3 Executive Director (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)
  • Talomon Capital Limited (no longer approved here)

    FRN 771484

    • CF30 Customer (3 Sep 2018 to 28 Jan 2019)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF30 Customer (3 Sep 2010 to 31 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.