RTW Global Investments Ltd.

Date authorised
2 October 2023
Companies House
13438354
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    RTW Global Investments Ltd.
    Suite 1, 7th Floor 50 Broadway
    London
    SW1H 0BL
    UNITED KINGDOM
    Phone
    +447717417711
    Web
    https://rtwfunds.com

  • Complaints Contact

    RTW Global Investments Ltd.
    Suite 1, 7th Floor 50 Broadway
    London
    SW1H 0BL
    UNITED KINGDOM
    Phone
    +447717417711

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephanie Anne Sirota

    IRN SAS01141

    • SMF3 Executive Director (since 2 Oct 2023)
  • Woody Stileman

    IRN EDS01025

    • SMF16 Compliance Oversight (since 2 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Oct 2023)
    • SMF3 Executive Director (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.