Winston Eckford Ruddick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Financial Solutions Limited

    FRN 134771

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2025)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (11)Employed By (9 Jan 2006 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.