William Wallace Dobbin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • SMF10 Chair of the Risk Committee (10 Mar 2020 to 31 Dec 2025)
  • Exeter Friendly Society Limited (no longer approved here)

    FRN 205309

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Nov 2022)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (31 Mar 2008 to 6 Mar 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF2 Non Executive Director (1 May 2017 to 5 Sep 2019)
    • CF1 Director (20 Sep 2013 to 3 Feb 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF2 Non Executive Director (1 May 2017 to 31 Aug 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF2 Non Executive Director (1 May 2017 to 31 Aug 2019)
    • Responsibility for MCD Intermediation (10 Oct 2016 to 3 Feb 2017)
    • CF10 Compliance Oversight (19 Jan 2006 to 14 Jan 2008)
    • CF11 Money Laundering Reporting (19 Jan 2006 to 1 Apr 2007)
    • CF1 Director (19 Jan 2006 to 3 Feb 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF2 Non Executive Director (1 May 2017 to 31 Aug 2019)
    • Responsibility for MCD Intermediation (10 Oct 2016 to 3 Feb 2017)
    • CF1 Director (19 Jan 2006 to 3 Feb 2017)
    • CF11 Money Laundering Reporting (19 Jan 2006 to 1 Apr 2007)
    • CF10 Compliance Oversight (19 Jan 2006 to 14 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

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