William Underwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King Mortgages Ltd

    FRN 803561

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 28 Apr 2021)
    • [FCA CF] Functions requiring qualifications (28 Apr 2021 to 29 Apr 2021)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Apr 2021)
    • CF1 Director (AR) (6 Jan 2016 to 13 Apr 2021)
    • CF4 Partner (AR) (21 Feb 2013 to 19 Jan 2016)
  • Wren Mortgage Consultants Ltd (no longer approved here)

    FRN 596014

    • Employed By (21 Feb 2013 to 13 Apr 2021)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.