William Thomas Winters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • SMF1 Chief Executive (since 7 Mar 2016)
    • CF1 Director (10 Jun 2015 to 6 Mar 2016)
    • CF3 Chief Executive (10 Jun 2015 to 6 Mar 2016)
  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • CF2 Non Executive Director (15 Oct 2012 to 30 Sep 2013)
    • CF30 Customer (25 Feb 2011 to 24 Nov 2011)
  • Pension Insurance Corporation plc (no longer approved here)

    FRN 454345

    • CF2 Non Executive Director (10 Oct 2012 to 30 Sep 2015)
  • Renshaw Bay LLP (no longer approved here)

    FRN 551243

    • Employed By (23 May 2011 to 24 Nov 2011)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF3 Chief Executive (27 Aug 2009 to 30 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF1 Director (5 Apr 2005 to 30 Sep 2009)
    • CF8 Apportionment and Oversight (11 Jun 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF1 Director (11 Jun 2008 to 30 Sep 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF8 Apportionment and Oversight (11 Jun 2004 to 31 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF8 Apportionment and Oversight (11 Jun 2004 to 7 Feb 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.