William Stevenson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vanneck Limited

    FRN 437348

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2015 to 8 Dec 2019)
    • CF1 Director (23 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (24 Sep 2009 to 8 Dec 2019)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (22 Apr 2008 to 4 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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