Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • CF3 Chief Executive (3 Nov 2014 to 7 Aug 2018)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF21 Investment Adviser (14 Jan 2003 to 16 Mar 2006)
    • CF27 Investment Management (14 Jan 2003 to 16 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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