Date authorised
3 November 2014
Companies House
04231371
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3-4 John Princes Street
    London
    W1G 0JL
    UNITED KINGDOM
    Phone
    +4402038574300
  • Complaints Contact

    3-4 John Princes Street
    London
    W1G 0JL
    UNITED KINGDOM
    Phone
    +4402038574300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam John Tyrrell

    IRN AJT01200

    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Geoffrey Allan Button

    IRN GAB01175

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (31 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
  • Gábor Szabó

    IRN GXS80922

    • SMF16 Compliance Oversight (since 1 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Joanne Pauline McFarlane

    IRN JPM01304

    • SMF3 Executive Director (9 Dec 2019 to 21 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 May 2020)
    • CF11 Money Laundering Reporting (12 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Aug 2018 to 8 Dec 2019)
    • CF1 Director (21 Aug 2018 to 8 Dec 2019)
  • Nigel Heilpern

    IRN NXH01779

    • CF1 Director (AR) (since 6 Jun 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Robert James Ingham Clark

    IRN RJI01008

    • CF11 Money Laundering Reporting (3 Nov 2014 to 28 Nov 2018)
    • CF1 Director (3 Nov 2014 to 28 Nov 2018)
    • CF10 Compliance Oversight (3 Nov 2014 to 28 Nov 2018)
  • William Standish O'Grady Haly

    IRN WSH01018

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • CF3 Chief Executive (3 Nov 2014 to 7 Aug 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.