William Roy Osbourne

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MHA Wealth Limited

    FRN 143715

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 May 2022)
    • [FCA CF] Functions requiring qualifications (since 9 May 2022)
    • [FCA CF] Material risk taker (9 May 2022 to 14 Jan 2026)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (27 Jun 2008 to 31 Jan 2022)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF1 Director (AR) (11 Mar 2004 to 1 Jul 2008)
    • CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
  • Dains Financial Services Ltd (no longer approved here)

    FRN 232045

    • Employed By (11 Mar 2004 to 1 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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