Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (22 Mar 2004 to 1 Jun 2005)
- CF11 Money Laundering Reporting (22 Mar 2004 to 1 Jun 2005)
- CF1 Director (1 Dec 2001 to 19 May 2011)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.