Omni (Brokers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Omni Brokers1 Grooms CourtParbrookBillingshurstWest SussexRH14 9EUUNITED KINGDOM- Phone
- +441403785775
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Complaints Contact
Omni Brokers1 Grooms CourtParbrookBillingshurstWest SussexRH14 9EUUNITED KINGDOM- Phone
- +441403785775
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Debt Collection
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Cheryl Ann Brown
IRN CAB00076
- Responsible for Insurance Mediation (14 Jan 2005 to 5 Aug 2013)
- CF10 Compliance Oversight (1 Dec 2001 to 16 Apr 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 16 Apr 2004)
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
- CF3 Chief Executive (1 Dec 2001 to 5 Aug 2013)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 5 Aug 2013)
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Graham Eric Rousell
IRN GER00005
- CF1 Director (1 Dec 2001 to 5 Aug 2013)
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
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Joel Edward Davis
IRN JED01119
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF28 Systems and controls (13 Aug 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (13 Aug 2013 to 30 Sep 2018)
- CF1 Director (13 Aug 2013 to 8 Dec 2019)
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Pamela Margaret Neal
IRN PMN00015
- CF1 Director (1 Dec 2001 to 26 Mar 2002)
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Richard Nunn
IRN RXN01126
- SMF3 Executive Director (9 Dec 2019 to 13 Apr 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 13 Apr 2021)
- Responsible for Insurance Mediation (17 Mar 2016 to 30 Sep 2018)
- CF1 Director (23 Aug 2004 to 8 Dec 2019)
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William Robert Sargent
IRN WRS00012
- CF11 Money Laundering Reporting (22 Mar 2004 to 1 Jun 2005)
- CF10 Compliance Oversight (22 Mar 2004 to 1 Jun 2005)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
- CF1 Director (1 Dec 2001 to 19 May 2011)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.