Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 May 2021)
- CF30 Customer (1 Nov 2007 to 30 May 2021)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
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- (412)Employed By (4 Apr 2007 to 30 May 2021)
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- CF21 Investment Adviser (4 Apr 2005 to 26 May 2007)
- CF22 Investment Adviser (Trainee) (15 Jul 2004 to 4 Apr 2005)
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- CF21 Investment Adviser (28 Oct 2002 to 15 Jul 2004)
- CF22 Investment Adviser (Trainee) (25 Mar 2002 to 28 Oct 2002)
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- CF21 Investment Adviser (28 Oct 2002 to 15 Jul 2004)
- CF22 Investment Adviser (Trainee) (25 Mar 2002 to 28 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.