Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 23 Jan 2023)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Dec 2012)
    • CF30 Customer (since 11 Dec 2012)
  • SWH Financial Planning Limited (no longer approved here)

    FRN 528544

    • (1)Employed By (29 Jul 2010 to 23 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at SWH Financial Planning Limited

  2. controlled function added: (1)Employed By at SWH Financial Planning Limited