SWH Financial Planning Limited

FRN: 528544
Companies House: 07313059
Last scraped: 14 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Brampton House

10 Queen Street

Newcastle

Staffordshire

ST5 1ED

UNITED KINGDOM

Phone

+4407749660982

Web

https://www.swh-fp.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Steven Paul Williams
IRN SPW00006
- (1)Employed By (since 29 Jul 2010)
William Richard Frank Harrison
IRN WRH01021
- (1)Employed By (29 Jul 2010 to 23 Jun 2016)

Recent activity

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (1)Employed By
14 hours ago
controlled function added: (1)Employed By
14 hours ago
controlled function removed: Employed By
14 hours ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.