William Richard Baker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South West Investment Group (Capital) Limited

    FRN 730536

    • SMF9 Chair of the Governing Body (since 4 Dec 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
    • CF2 Non Executive Director (26 Oct 2016 to 28 Feb 2017)
  • SWIG Finance Limited (no longer approved here)

    FRN 730724

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (16 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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