South West Investment Group (Capital) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

David Ian Brown
IRN DIB01041
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2022)
- CF2 Non Executive Director (5 Jun 2019 to 8 Dec 2019)
John Richard Berry
IRN JRB01360
- CF1 Director (26 Oct 2016 to 12 Dec 2018)
Malachy Andrew Conleth McReynolds
IRN MAM01473
- CF2 Non Executive Director (26 Oct 2016 to 28 Feb 2017)
Nicola Louise Pooley
IRN NLP01024
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (26 Oct 2016 to 8 Dec 2019)
- CF1 Director (26 Oct 2016 to 8 Dec 2019)
Richard George Coombs
IRN RGC01104
- SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Mar 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2024)
- CF2 Non Executive Director (26 Oct 2016 to 8 Dec 2019)
William Richard Baker
IRN WRB01058
- SMF9 Chair of the Governing Body (since 4 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
- CF2 Non Executive Director (26 Oct 2016 to 28 Feb 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.