Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Nov 2023 to 16 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (19 Jun 2023 to 16 Jul 2025)
  • Enver Wealth Management Limited (no longer approved here)

    FRN 695284

    • (3)Employed By (4 Nov 2023 to 16 Jul 2025)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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