William Philip Brooks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Portfolio Ventures Limited
FRN 983413
- SMF3 Executive Director (since 7 Jul 2023)
SFC Capital Partners Ltd (no longer approved here)
FRN 736284
- CF1 Director (AR) (18 Mar 2021 to 7 Jul 2023)
- CF30 Customer (18 Mar 2021 to 7 Jul 2023)
Endeavour Ventures Limited (no longer approved here)
FRN 431709
- CF1 Director (AR) (1 Oct 2014 to 3 Mar 2021)
- CF30 Customer (1 Oct 2014 to 3 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.