Date authorised
7 July 2023
Companies House
08997003
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32 Blackfriars Road
    London
    SE1 8PB
    UNITED KINGDOM
    Phone
    +447779223837
  • Complaints Contact

    319 Lordship Lane
    London
    SE22 8JH
    UNITED KINGDOM
    Phone
    +447779223837

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William James Leverton Martin

    IRN WJM01108

    • SMF16 Compliance Oversight (since 7 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2023)
    • SMF3 Executive Director (since 7 Jul 2023)
  • William Philip Brooks

    IRN WPB01031

    • SMF3 Executive Director (since 7 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.