Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caius Capital LLP
FRN 735887
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (21 Sep 2016 to 8 Dec 2019)
- CF4 Partner (21 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Sep 2016 to 8 Dec 2019)
- CF3 Chief Executive (21 Sep 2016 to 8 Dec 2019)
- CF30 Customer (21 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.