William Morton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert W. Baird Limited (no longer approved here)
FRN 124308
- [FCA CF] Client dealing (1 May 2024 to 28 Feb 2026)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Client dealing (19 Jun 2017 to 9 Feb 2024)
Citibank, N.A. (no longer approved here)
FRN 124704
- [FCA CF] Client dealing (19 Jun 2017 to 9 Feb 2024)
Citibank Europe plc (no longer approved here)
FRN 211646
- [FCA CF] Client dealing (19 Jun 2017 to 9 Feb 2024)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Mar 2010 to 18 Jun 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.