William Michael Howard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (2 Feb 2023 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 31 Dec 2023)
    • [FCA CF] Significant management (7 Sep 2020 to 31 Dec 2023)
    • [FCA CF] Client dealing (7 Sep 2020 to 31 Dec 2023)
    • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Material risk taker (2 Feb 2023 to 31 Dec 2023)
    • [FCA CF] Significant management (7 Sep 2020 to 31 Dec 2023)
    • [FCA CF] Client dealing (7 Sep 2020 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 31 Dec 2023)
    • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Significant management (10 Dec 2018 to 30 Sep 2019)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Significant management (10 Dec 2018 to 30 Sep 2019)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF30 Customer (7 Dec 2012 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.