Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 19 Feb 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Feb 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2025)
- SMF1 Chief Executive (9 Dec 2019 to 19 Feb 2025)
- CF1 Director (16 Jun 2015 to 8 Dec 2019)
- CF30 Customer (16 Jun 2015 to 8 Dec 2019)
- CF3 Chief Executive (16 Jun 2015 to 8 Dec 2019)
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- CF30 Customer (23 Jan 2014 to 9 Feb 2015)
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- CF3 Chief Executive (23 Feb 2010 to 7 Dec 2011)
- CF30 Customer (1 Nov 2007 to 31 Mar 2012)
- CF21 Investment Adviser (17 Jan 2005 to 31 Oct 2007)
- CF1 Director (17 Jan 2005 to 6 Feb 2012)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.