Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • SMF3 Executive Director (9 Dec 2019 to 19 Feb 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 19 Feb 2025)
    • CF1 Director (16 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (16 Jun 2015 to 8 Dec 2019)
    • CF3 Chief Executive (16 Jun 2015 to 8 Dec 2019)
  • LONDON WALL PARTNERS LLP (no longer approved here)

    FRN 583354

    • CF30 Customer (23 Jan 2014 to 9 Feb 2015)
  • Consulta Limited (no longer approved here)

    FRN 122397

    • CF3 Chief Executive (23 Feb 2010 to 7 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF21 Investment Adviser (17 Jan 2005 to 31 Oct 2007)
    • CF1 Director (17 Jan 2005 to 6 Feb 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.