William MacFarlane

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UniCredit Bank GmbH

    FRN 989311

    • [FCA CF] Client dealing (since 19 Nov 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (30 May 2018 to 6 Dec 2021)
    • [FCA CF] Client dealing (30 May 2018 to 6 Dec 2021)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (30 May 2018 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (30 May 2018 to 31 Dec 2023)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (30 May 2018 to 25 Apr 2019)
    • [FCA CF] Manager of certification employee (30 May 2018 to 25 Apr 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.