Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (13 Nov 2023 to 11 Feb 2026)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Nov 2023)
- CF2 Non Executive Director (28 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 16 Jan 2002)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2012)
- CF4 Partner (1 May 2002 to 30 Apr 2012)
- CF27 Investment Management (1 Dec 2001 to 16 Jan 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.