Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF10a CASS Oversight function (8 Dec 2017 to 1 Oct 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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