William John Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (FLP) Ltd

    FRN 586744

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 May 2022)
    • [FCA CF] Client dealing (since 16 May 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF4 Partner (AR) (30 Mar 2012 to 21 Dec 2012)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF4 Partner (AR) (30 Mar 2012 to 21 Dec 2012)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 19 May 2009)
    • CF4 Partner (AR) (18 Mar 2003 to 19 May 2009)
    • CF21 Investment Adviser (18 Mar 2003 to 31 Oct 2007)
  • Parkgate Financial Services (2018) (no longer approved here)

    FRN 182305

    • (7)Employed By (1 Oct 1998 to 27 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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