Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Algorithmic trading (since 1 Mar 2020)
- [FCA CF] Manager of certification employee (since 1 Mar 2019)
- [FCA CF] Client dealing (since 6 Mar 2017)
- [FCA CF] Material risk taker (since 6 Mar 2017)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2017)
- CF30 Customer (1 May 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.